Face Recognition using Principal Component Analysis
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Last Updated on October 30, 2023
Recent advance in machine learning has made face recognition not a tricky draw back. But throughout the earlier, researchers have made various makes an try and developed various skills to make laptop computer in a position to determining people. One of the early attempt with common success is eigenface, which depends on linear algebra methods.
In this tutorial, we’ll see how we’ll assemble a primitive face recognition system with some simple linear algebra methodology resembling principal component analysis.
After ending this tutorial, you will know:
- The enchancment of eigenface methodology
- How to utilize principal component analysis to extract attribute photos from an image dataset
- How to specific any image as a weighted sum of the attribute photos
- How to match the similarity of images from the load of principal components
Let’s get started.

Face Recognition using Principal Component Analysis
Photo by Rach Teo, some rights reserved.
Tutorial overview
This tutorial is break up into 3 elements; they’re:
- Image and Face Recognition
- Overview of Eigenface
- Implementing Eigenface
Image and Face Recognition
In laptop computer, footage are represented as a matrix of pixels, with each pixel a specific shade coded in some numerical values. It is pure to ask if laptop computer can be taught the picture and understand what it is, and if that is the case, whether or not or not we’ll describe the logic using matrix arithmetic. To be a lot much less daring, people try to limit the scope of this draw back to determining human faces. An early attempt for face recognition is to ponder the matrix as a extreme dimensional component and we infer a lower dimension knowledge vector from it, then try and acknowledge the person in lower dimension. It was essential throughout the earlier time on account of the laptop was not extremely efficient and the amount of memory might be very restricted. However, by exploring strategies to compress image to a lots smaller dimension, we developed a capacity to match if two photos are portraying the similar human face even when the photographs aren’t equal.
In 1987, a paper by Sirovich and Kirby thought-about the idea that each one footage of human face to be a weighted sum of some “key pictures”. Sirovich and Kirby often called these key footage the “eigenpictures”, as they’re the eigenvectors of the covariance matrix of the mean-subtracted footage of human faces. In the paper they actually equipped the algorithm of principal component analysis of the face picture dataset in its matrix sort. And the weights used throughout the weighted sum actually correspond to the projection of the face picture into each eigenpicture.
In 1991, a paper by Turk and Pentland coined the time interval “eigenface”. They constructed on excessive of the idea of Sirovich and Kirby and use the weights and eigenpictures as attribute choices to acknowledge faces. The paper by Turk and Pentland laid out a memory-efficient answer to compute the eigenpictures. It moreover proposed an algorithm on how the face recognition system can operate, along with strategies to exchange the system to include new faces and strategies to combine it with a video seize system. The similar paper moreover recognized that the thought of eigenface can help reconstruction of partially obstructed picture.
Overview of Eigenface
Before we leap into the code, let’s outline the steps in using eigenface for face recognition, and stage out how some simple linear algebra methodology can help the obligation.
Assume now we now have a bunch of photos of human faces, all within the similar pixel dimension (e.g., all are r×c grayscale photos). If we get M completely totally different footage and vectorize each picture into L=r×c pixels, we’ll present all of the dataset as a L×M matrix (let’s title it matrix $A$), the place each ingredient throughout the matrix is the pixel’s grayscale price.
Recall that principal component analysis (PCA) will probably be utilized to any matrix, and the result is loads of vectors often called the principal components. Each principal component has the dimensions similar as a result of the column measurement of the matrix. The completely totally different principal components from the similar matrix are orthogonal to at least one one other, that signifies that the vector dot-product of any two of them is zero. Therefore the various principal components constructed a vector space for which each column throughout the matrix will probably be represented as a linear combination (i.e., weighted sum) of the principal components.
The method it is achieved is to first take $C=A – a$ the place $a$ is the indicate vector of the matrix $A$. So $C$ is the matrix that subtract each column of $A$ with the indicate vector $a$. Then the covariance matrix is
$$S = Ccdot C^T$$
from which we uncover its eigenvectors and eigenvalues. The principal components are these eigenvectors in decreasing order of the eigenvalues. Because matrix $S$ is a L×L matrix, we may bear in mind to hunt out the eigenvectors of a M×M matrix $C^Tcdot C$ instead as a result of the eigenvector $v$ for $C^Tcdot C$ will probably be reworked into eigenvector $u$ of $Ccdot C^T$ by $u=Ccdot v$, apart from we usually select to write down down $u$ as normalized vector (i.e., norm of $u$ is 1).
The bodily meaning of the principal component vectors of $A$, or equivalently the eigenvectors of $S=Ccdot C^T$, is that they are the vital factor directions that we are going to assemble the columns of matrix $A$. The relative significance of the completely totally different principal component vectors will probably be inferred from the corresponding eigenvalues. The higher the eigenvalue, the additional useful (i.e., holds further particulars about $A$) the principal component vector. Hence we’ll preserve solely the first Okay principal component vectors. If matrix $A$ is the dataset for face footage, the first Okay principal component vectors are the best Okay most crucial “face pictures”. We title them the eigenface picture.
For any given face picture, we’ll enterprise its mean-subtracted mannequin onto the eigenface picture using vector dot-product. The end result’s how shut this face picture is claimed to the eigenface. If the face picture is totally unrelated to the eigenface, we might anticipate its end result’s zero. For the Okay eigenfaces, we’ll uncover Okay dot-product for any given face picture. We can present the end result as weights of this face picture with respect to the eigenfaces. The weight is often launched as a vector.
Conversely, if now we now have a weight vector, we’ll add up each eigenfaces subjected to the load and reconstruct a model new face. Let’s denote the eigenfaces as matrix $F$, which is a L×Okay matrix, and the load vector $w$ is a column vector. Then for any $w$ we’ll assemble the picture of a face as
$$z=Fcdot w$$
which $z$ is resulted as a column vector of measurement L. Because we’re solely using the best Okay principal component vectors, we should at all times anticipate the following face picture is distorted nevertheless retained some facial attribute.
Since the eigenface matrix is mounted for the dataset, a numerous weight vector $w$ means a numerous face picture. Therefore we’ll anticipate the photographs of the similar particular person would provide associated weight vectors, even when the photographs aren’t equal. As a final result, we may make use of the house between two weight vectors (such as a result of the L2-norm) as a metric of how two footage resemble.
Implementing Eigenface
Now we attempt to implement the idea of eigenface with numpy and scikit-learn. We can also make use of OpenCV to be taught picture recordsdata. You could should put within the associated bundle with pip
command:
1 | pip arrange opencv–python |
The dataset we use are the ORL Database of Faces, which is form of of age nevertheless we’ll acquire it from Kaggle:
The file is a zipper file of spherical 4MB. It has footage of 40 people and each particular person has 10 footage. Total to 400 footage. In the subsequent we assumed the file is downloaded to the native itemizing and named as attface.zip
.
We may extract the zip file to get the photographs, or we’ll moreover make use of the zipfile
bundle in Python to be taught the contents from the zip file straight:
1 2 3 4 5 6 7 8 9 10 11 12 | import cv2 import zipfile import numpy as np faces = {} with zipfile.ZipFile(“attface.zip”) as facezip: for filename in facezip.namelist(): if not filename.endswith(“.pgm”): proceed # not a face picture with facezip.open(filename) as image: # If we extracted recordsdata from zip, we’ll use cv2.imread(filename) instead faces[filename] = cv2.imdecode(np.frombuffer(image.be taught(), np.uint8), cv2.IMREAD_GRAYSCALE) |
The above is to be taught every PGM file throughout the zip. PGM is a grayscale image file format. We extract each PGM file proper right into a byte string by means of image.be taught()
and convert it proper right into a numpy array of bytes. Then we use OpenCV to decode the byte string into an array of pixels using cv2.imdecode()
. The file format will most likely be detected mechanically by OpenCV. We save each picture proper right into a Python dictionary faces
for later use.
Here we’ll take a look on these picture of human faces, using matplotlib:
1 2 3 4 5 6 7 8 | ... import matplotlib.pyplot as plt fig, axes = plt.subplots(4,4,sharex=True,sharey=True,figsize=(8,10)) faceimages = itemizing(faces.values())[–16:] # take remaining 16 photos for i in differ(16): axes[i%4][i//4].imshow(faceimages[i], cmap=”gray”) plt.current() |
We could uncover the pixel dimension of each picture:
1 2 3 | ... faceshape = itemizing(faces.values())[0].kind print(“Face image kind:”, faceshape) |
1 | Face image kind: (112, 92) |
The footage of faces are acknowledged by their file title throughout the Python dictionary. We can take a peek on the filenames:
1 2 | ... print(itemizing(faces.keys())[:5]) |
1 | [‘s1/1.pgm’, ‘s1/10.pgm’, ‘s1/2.pgm’, ‘s1/3.pgm’, ‘s1/4.pgm’] |
and resulting from this truth we’ll put faces of the similar particular person into the similar class. There are 40 programs and fully 400 footage:
1 2 3 4 | ... programs = set(filename.minimize up(“/”)[0] for filename in faces.keys()) print(“Number of programs:”, len(programs)) print(“Number of photos:”, len(faces)) |
To illustrate the potential of using eigenface for recognition, we want to preserve out quite a few the footage sooner than we generate our eigenfaces. We preserve out all the photographs of 1 particular person along with one picture for an extra particular person as our check out set. The remaining footage are vectorized and reworked proper right into a 2D numpy array:
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 | ... # Take programs 1-39 for eigenfaces, preserve whole class 40 and # image 10 of sophistication 39 as out-of-sample check out facematrix = [] facelabel = [] for key,val in faces.objects(): if key.startswith(“s40/”): proceed # that’s our check out set if key == “s39/10.pgm”: proceed # that’s our check out set facematrix.append(val.flatten()) facelabel.append(key.minimize up(“/”)[0]) # Create facematrix as (n_samples,n_pixels) matrix facematrix = np.array(facematrix) |
Now we’ll perform principal component analysis on this dataset matrix. Instead of computing the PCA step-by-step, we make use of the PCA carry out in scikit-learn, which we’ll merely retrieve all outcomes we needed:
1 2 3 4 5 | ... # Apply PCA to extract eigenfaces from sklearn.decomposition import PCA pca = PCA().match(facematrix) |
We can set up how vital is each principal component from the outlined variance ratio:
1 2 | ... print(pca.explained_variance_ratio_) |
1 2 3 4 5 6 7 8 9 10 11 12 13 | [1.77824822e-01 1.29057925e-01 6.67093882e-02 5.63561346e-02 5.13040312e-02 3.39156477e-02 2.47893586e-02 2.27967054e-02 1.95632067e-02 1.82678428e-02 1.45655853e-02 1.38626271e-02 1.13318896e-02 1.07267786e-02 9.68365599e-03 9.17860717e-03 8.60995215e-03 8.21053028e-03 7.36580634e-03 7.01112888e-03 6.69450840e-03 6.40327943e-03 5.98295099e-03 5.49298705e-03 5.36083980e-03 4.99408106e-03 4.84854321e-03 4.77687371e-03 … 1.12203331e-04 1.11102187e-04 1.08901471e-04 1.06750318e-04 1.05732991e-04 1.01913786e-04 9.98164783e-05 9.85530209e-05 9.51582720e-05 8.95603083e-05 8.71638147e-05 8.44340263e-05 7.95894118e-05 7.77912922e-05 7.06467912e-05 6.77447444e-05 2.21225931e-32] |
or we’ll merely make up a common amount, say, 50, and bear in mind these many principal component vectors as a result of the eigenface. For consolation, we extract the eigenface from PCA final result and retailer it as a numpy array. Note that the eigenfaces are saved as rows in a matrix. We can convert it once more to 2D if we want to present it. In beneath, we current quite a few the eigenfaces to see how they appear like:
1 2 3 4 5 6 7 8 9 10 | ... # Take the first Okay principal components as eigenfaces n_components = 50 eigenfaces = pca.components_[:n_components] # Show the first 16 eigenfaces fig, axes = plt.subplots(4,4,sharex=True,sharey=True,figsize=(8,10)) for i in differ(16): axes[i%4][i//4].imshow(eigenfaces[i].reshape(faceshape), cmap=”gray”) plt.current() |
From this picture, we’ll see eigenfaces are blurry faces, nevertheless actually each eigenfaces holds some facial traits that may be utilized to assemble a picture.
Since our goal is to assemble a face recognition system, we first calculate the load vector for each enter picture:
1 2 3 | ... # Generate weights as a KxN matrix the place Okay is the number of eigenfaces and N the number of samples weights = eigenfaces @ (facematrix – pca.mean_).T |
The above code is using matrix multiplication to interchange loops. It is roughly equal to the subsequent:
1 2 3 4 5 6 7 8 | ... weights = [] for i in differ(facematrix.kind[0]): weight = [] for j in differ(n_components): w = eigenfaces[j] @ (facematrix[i] – pca.mean_) weight.append(w) weights.append(weight) |
Up to proper right here, our face recognition system has been achieved. We used footage of 39 people to assemble our eigenface. We use the check out picture that belongs to actually one in all these 39 people (the one held out from the matrix that educated the PCA model) to see if it would probably effectively acknowledge the face:
1 2 3 4 5 6 7 8 9 10 11 12 13 14 | ... # Test on out-of-sample image of current class query = faces[“s39/10.pgm”].reshape(1,–1) query_weight = eigenfaces @ (query – pca.mean_).T euclidean_distance = np.linalg.norm(weights – query_weight, axis=0) best_match = np.argmin(euclidean_distance) print(“Best match %s with Euclidean distance %f” % (facelabel[best_match], euclidean_distance[best_match])) # Visualize fig, axes = plt.subplots(1,2,sharex=True,sharey=True,figsize=(8,6)) axes[0].imshow(query.reshape(faceshape), cmap=“gray”) axes[0].set_title(“Query”) axes[1].imshow(facematrix[best_match].reshape(faceshape), cmap=“gray”) axes[1].set_title(“Best match”) plt.current() |
Above, we first subtract the vectorized image by the standard vector that retrieved from the PCA final result. Then we compute the projection of this mean-subtracted vector to each eigenface and take it because the load for this picture. Afterwards, we consider the load vector of the picture in question to that of each current picture and uncover the one with the smallest L2 distance as the perfect match. We can see that it actually can effectively uncover the closest match within the similar class:
1 | Best match s39 with Euclidean distance 1559.997137 |
and we’ll visualize the end result by evaluating the closest match facet by facet:
We can attempt as soon as extra with the picture of the fortieth person who we held out from the PCA. We would on no account get it acceptable on account of it is a new particular person to our model. However, we want to see how mistaken it might be along with the value throughout the distance metric:
1 2 3 4 5 6 7 8 9 10 11 12 13 14 | ... # Test on out-of-sample image of current class query = faces[“s40/1.pgm”].reshape(1,–1) query_weight = eigenfaces @ (query – pca.mean_).T euclidean_distance = np.linalg.norm(weights – query_weight, axis=0) best_match = np.argmin(euclidean_distance) print(“Best match %s with Euclidean distance %f” % (facelabel[best_match], euclidean_distance[best_match])) # Visualize fig, axes = plt.subplots(1,2,sharex=True,sharey=True,figsize=(8,6)) axes[0].imshow(query.reshape(faceshape), cmap=“gray”) axes[0].set_title(“Query”) axes[1].imshow(facematrix[best_match].reshape(faceshape), cmap=“gray”) axes[1].set_title(“Best match”) plt.current() |
We can see that it’s best match has a greater L2 distance:
1 | Best match s5 with Euclidean distance 2690.209330 |
nevertheless we’ll see that the mistaken final result has some resemblance to the picture in question:
In the paper by Turk and Petland, it is immediate that we prepare a threshold for the L2 distance. If the perfect match’s distance is decrease than the sting, we might bear in mind the face is acknowledged to be the similar particular person. If the house is above the sting, we declare the picture is any individual we on no account seen even when a best match will probably be uncover numerically. In this case, we may bear in mind to include this as a model new particular person into our model by remembering this new weight vector.
Actually, we’ll do one step further, to generate new faces using eigenfaces, nevertheless the end result is not very sensible. In beneath, we generate one using random weight vector and current it facet by facet with the “average face”:
1 2 3 4 5 6 7 8 9 10 | ... # Visualize the indicate face and random face fig, axes = plt.subplots(1,2,sharex=True,sharey=True,figsize=(8,6)) axes[0].imshow(pca.mean_.reshape(faceshape), cmap=“gray”) axes[0].set_title(“Mean face”) random_weights = np.random.randn(n_components) * weights.std() newface = random_weights @ eigenfaces + pca.mean_ axes[1].imshow(newface.reshape(faceshape), cmap=“gray”) axes[1].set_title(“Random face”) plt.current() |
How good is eigenface? It is surprisingly overachieved for the simplicity of the model. However, Turk and Pentland examined it with various circumstances. It found that its accuracy was “an average of 96% with light variation, 85% with orientation variation, and 64% with size variation.” Hence it may not be very smart as a face recognition system. After all, the picture as a matrix will most likely be distorted heaps throughout the principal component space after zoom-in and zoom-out. Therefore the modern numerous is to utilize convolution neural group, which is further tolerant to various transformations.
Putting each half collectively, the subsequent is the entire code:
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 90 91 | import zipfile import cv2 import numpy as np import matplotlib.pyplot as plt from sklearn.decomposition import PCA # Read face image from zip file on the fly faces = {} with zipfile.ZipFile(“attface.zip”) as facezip: for filename in facezip.namelist(): if not filename.endswith(“.pgm”): proceed # not a face picture with facezip.open(filename) as image: # If we extracted recordsdata from zip, we’ll use cv2.imread(filename) instead faces[filename] = cv2.imdecode(np.frombuffer(image.be taught(), np.uint8), cv2.IMREAD_GRAYSCALE) # Show sample faces using matplotlib fig, axes = plt.subplots(4,4,sharex=True,sharey=True,figsize=(8,10)) faceimages = itemizing(faces.values())[–16:] # take remaining 16 photos for i in differ(16): axes[i%4][i//4].imshow(faceimages[i], cmap=”gray”) print(“Showing sample faces”) plt.current() # Print some particulars faceshape = itemizing(faces.values())[0].kind print(“Face image kind:”, faceshape) programs = set(filename.minimize up(“/”)[0] for filename in faces.keys()) print(“Number of programs:”, len(programs)) print(“Number of images:”, len(faces)) # Take programs 1-39 for eigenfaces, preserve whole class 40 and # image 10 of sophistication 39 as out-of-sample check out facematrix = [] facelabel = [] for key,val in faces.objects(): if key.startswith(“s40/”): proceed # that’s our check out set if key == “s39/10.pgm”: proceed # that’s our check out set facematrix.append(val.flatten()) facelabel.append(key.minimize up(“/”)[0]) # Create a NxM matrix with N photos and M pixels per image facematrix = np.array(facematrix) # Apply PCA and take first Okay principal components as eigenfaces pca = PCA().match(facematrix) n_components = 50 eigenfaces = pca.components_[:n_components] # Show the first 16 eigenfaces fig, axes = plt.subplots(4,4,sharex=True,sharey=True,figsize=(8,10)) for i in differ(16): axes[i%4][i//4].imshow(eigenfaces[i].reshape(faceshape), cmap=”gray”) print(“Showing the eigenfaces”) plt.current() # Generate weights as a KxN matrix the place Okay is the number of eigenfaces and N the number of samples weights = eigenfaces @ (facematrix – pca.mean_).T print(“Shape of the load matrix:”, weights.kind) # Test on out-of-sample image of current class query = faces[“s39/10.pgm”].reshape(1,–1) query_weight = eigenfaces @ (query – pca.mean_).T euclidean_distance = np.linalg.norm(weights – query_weight, axis=0) best_match = np.argmin(euclidean_distance) print(“Best match %s with Euclidean distance %f” % (facelabel[best_match], euclidean_distance[best_match])) # Visualize fig, axes = plt.subplots(1,2,sharex=True,sharey=True,figsize=(8,6)) axes[0].imshow(query.reshape(faceshape), cmap=“gray”) axes[0].set_title(“Query”) axes[1].imshow(facematrix[best_match].reshape(faceshape), cmap=“gray”) axes[1].set_title(“Best match”) plt.current() # Test on out-of-sample image of current class query = faces[“s40/1.pgm”].reshape(1,–1) query_weight = eigenfaces @ (query – pca.mean_).T euclidean_distance = np.linalg.norm(weights – query_weight, axis=0) best_match = np.argmin(euclidean_distance) print(“Best match %s with Euclidean distance %f” % (facelabel[best_match], euclidean_distance[best_match])) # Visualize fig, axes = plt.subplots(1,2,sharex=True,sharey=True,figsize=(8,6)) axes[0].imshow(query.reshape(faceshape), cmap=“gray”) axes[0].set_title(“Query”) axes[1].imshow(facematrix[best_match].reshape(faceshape), cmap=“gray”) axes[1].set_title(“Best match”) plt.current() |
Further learning
This half offers further belongings on the topic in case you are attempting to go deeper.
Papers
- L. Sirovich and M. Kirby (1987). “Low-dimensional procedure for the characterization of human faces“. Journal of the Optical Society of America A. 4(3): 519–524.
- M. Turk and A. Pentland (1991). “Eigenfaces for recognition“. Journal of Cognitive Neuroscience. 3(1): 71–86.
Books
- Introduction to Linear Algebra, Fifth Edition, 2023.
APIs
Articles
Summary
In this tutorial, you discovered strategies to assemble a face recognition system using eigenface, which is derived from principal component analysis.
Specifically, you found:
- How to extract attribute photos from the image dataset using principal component analysis
- How to utilize the set of attribute photos to create a weight vector for any seen or unseen photos
- How to utilize the load vectors of varied photos to measure for his or her similarity, and apply this method to face recognition
- How to generate a model new random image from the attribute photos
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